ANNA is subject to Limited liability companies regulation of the Kingdom of Spain. which is supervised by Comisiòn Nacional del Mercado de Valores (CNMV), the equivalent to the FSA in the UK or the SEC in the USA,  and  The Swiss Financial Market Supervisory Authority (FINMA).

 

ANNA registered address is at 16 Rue de Hesse, 1204 Geneva (Switzerland), and at Calle Jose Abascal 56, Madrid 28003 (Spain).​

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Ethics Code

 

This Code of Business Conduct and Ethics (“Code”) establishes a framework to govern the a commitment by ANNA Group of companies (“ANNA” or “us“) to conduct its business activities in the highest ethical and professional manner protecting client's interests first as well as to comply with the regulatory frameworks at any locations of interest. ANNA´s reputation for integrity is one of its core assets and is critical to its business success. While this Code covers a wide range of business activities, practices, and procedures, it does not cover every issue that may arise in the course of iANNA´s many business activities. However, it sets out a basic set of rules and principles designed to guide ANNA’s employees and directors, suppliers and stakeholders. Consultants and contingent, contract, or temporary workers are expected to comply with the principles of this Code and policies applicable to their location, function and status. Contingent personnel sign a mandatory compliance clause acknowledging these rules and principles before starting their work with ANNA.

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Our ethics code approaches issues as:

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1. Introduction

2. Compliance with Laws and Regulations

3. Conflicts of Interest and unfair advantage 

4. Confidentiality

5. Insider Trading, Personal capital markets trading

6. Gifts and Entertainment

7. Political comments and affiliations

8. Professionals that require a license/certification and independent contractors

9. Taking advantage of employment roles

10. Competition and Fair Dealing

11. Reporting Any Illegal or Unethical Behavior

12. Bribery and Corruption

13. Violations reporting procedure

14. Equal Employment Opportunity and Harassment

15. Recordkeeping

16. Anti-money laundering provisions

17. Tax haven paradises

18. International sanctions and watchdog lists

19. Professionals requiring a license to perform their tasks

20. Know your customer controls (KYC)

21. Sustainability and environment

21. Waivers of the Code

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Our ethics code is available for our clients upon request. To access a summary of our code please click here.